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SPY755.72▼ -1.77%QQQ690.49▼ -3.47%DIA517.13▼ -1.07%GLD355.78▼ -3.47%TLT81.84▲ +0.43%BABA98.04▼ -1.51%NIO3.21▼ -3.31%PDD78.61▼ -0.85%Realtime derived data

$ACTU

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0.34▼ −9.68%realtime derived

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Latest Research

Latest · 2026-10-31

Independent Researchcapital-markets Filing Red Flags Data Desk2026-10-31

SEC filing red flags, week of Oct 26 to 30, 2026

1 late filing notice, 1 non reliance warning, 3 auditor changes, 10 listing deficiency notices and 8 going concern warnings at companies listed on Nasdaq or the NYSE, each line matched to the filing.

$CFG $BHVN $ACH $PHAT $MVIS $DBVT $REKR $MIST $NXXT $BAER $NMRA $YHNA $DVLT $ABOS $ACTU $BCTX $RFL $CIIT $OPTT $PARA $ZEO $BBLG $NKLR Octans Research

Coverage Timeline

2026-10-31

2026-10-31SEC filing red flags, week of Oct 26 to 30, 2026

SEC filing red flags, week of Oct 26 to 30, 2026→

SEC filing red flags, week of Oct 26 to 30, 2026